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BROADWIND, INC. Director's Dealing 2017

May 3, 2017

34590_dirs_2017-05-03_6e85315e-80f9-468d-a3df-96d51a162ea5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2017-05-02

Reporting Person: Wagner Thomas A. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-05-02 Common Stock S 106 $7.75 Disposed 37425 Direct
2017-05-02 Common Stock S 5335 $7.50 Disposed 32090 Direct

Footnotes

F1: Includes 3,727 restricted stock units that vest on 4/27/18.