BROADWIND, INC. — Director's Dealing 2016

Feb 23, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2016-02-22

Reporting Person: Jensen Erik W. (VP & Chief Human Capital Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-22	Common Stock	A	16532	—	Acquired	25211	Direct

Footnotes

F1: Represents 16,532 restricted stock units that vest 5,510 shares on 2/22/17 and 5,511 shares on each of 2/22/18 and 2/22/19.

F2: Includes (i) 2,354 restricted stock units that vest 1,177 shares on each of 7/23/16 and 7/23/17; (ii) 3,670 restricted stock units that vest 1,835 shares on each of 2/19/17 and 2/19/18; and (iii) 16,532 restricted stock units that vest 5,510 shares on 2/22/17 and 5,511 shares on each of 2/22/18 and 2/22/19.