BROADWIND, INC. — Director's Dealing 2016

Apr 27, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2016-04-25

Reporting Person: Wagner Thomas A. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-04-25	Common Stock	F	2845	$3.25	Disposed	23068	Direct
2016-04-26	Common Stock	A	10736	—	Acquired	33804	Direct

Footnotes

F1: The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes 10,736 restricted stock units that vest on 4/26/17.