BROADWIND, INC. — Director's Dealing 2016

May 5, 2016

SEC Form 4/A — Form 4/A

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2016-02-22

Reporting Person: ROGOWSKI ROBERT R (VP and Corporate Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-22	Common Stock	A	15838	—	Acquired	40327	Direct

Footnotes

F1: Represents 15,838 restricted stock units that vest 5,279 shares on each of 2/22/17 and 2/22/18 and 5,280 shares on 2/22/19.

F2: Includes (i) 1,412 restricted stock units that vested on 5/4/16; (ii) 1,154 restricted stock units that vest on 2/20/17; (iii) 3,521 restricted stock units that vest 1,760 shares on 2/19/17 and 1,761 shares on 2/19/18; and (iv) 15,838 restricted stock units that vest in increments of 5,279 shares on each of 2/22/17 and 2/22/18 and 5,280 shares on 2/22/19.