BROADWIND, INC. — Director's Dealing 2016

Aug 10, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2016-08-01

Reporting Person: Bonfigt Jason Lee (VP and Corporate Controller)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25078	Direct
Common Stock	2480	Indirect

Footnotes

F1: Includes (i) 3,752 restricted stock units that vest 1,876 shares on each of 7/22/17 and 7/22/18; (ii) 1,138 restricted stock units that vest on 7/23/17; and (iii) 9,700 restricted stock units that vest 3,233 shares on each of 7/25/17 and 7/25/18 and 3,234 shares on 7/25/19.