BROADWIND, INC. — Director's Dealing 2015

Feb 17, 2015

SEC Form 3/A — Form 3/A

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2014-02-21

Reporting Person: Fell David W. (General Counsel & Secretary)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	21492	Direct
Common Stock	3637	Indirect

Footnotes

F1: Includes (i) 100 shares of restricted stock units that vest on April 29, 2014; (ii) 300 shares of restricted stock units that vest on August 5, 2014; (iii) 2,089 shares of restricted stock units that vest 1,044 shares on July 28, 2014 and 1,045 shares on July 28, 2015; (iv) 5,267 shares of restricted stock units that vest 2,633 shares on August 22, 2014 and 2,634 shares on August 22, 2015; (v) 4,088 shares of restricted stock units that vest 2,044 shares on each of February 21, 2015 and February 21, 2016; and (vi) 3,640 shares of restricted stock units that vest 1,213 shares on each of February 20, 2015 and February 20, 2016 and 1,214 shares on February 20, 2017.

F2: Both the original filing on February 27, 2014 and the amendment filing on March 3, 2014 neglected to include 3,000 restricted stock units held by Mr. Fell. This number reflects his total direct holdings as of February 21, 2014.