BROADWIND, INC. — Director's Dealing 2015

Feb 20, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2015-02-19

Reporting Person: Jensen Erik W. (VP & Chief Human Capital Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-19	Common Stock	A	5505	—	Acquired	9035	Direct

Footnotes

F1: Represents 5,505 shares of restricted stock units that vest 1,835 shares on each of 2/19/16, 2/19/17 and 2/19/18.

F2: Includes (i) 3,530 shares of restricted stock units that vest 1,176 shares on 7/23/15 and 1,177 shares on each of 7/23/16 and 7/23/17; and (ii) 5,505 shares of restricted stock units that vest 1,835 shares on each of 2/19/16, 2/19/17 and 2/19/18.