BROADWIND, INC. — Director's Dealing 2015

Feb 23, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2015-02-19

Reporting Person: Fell David W. (VP, General Counsel and Secy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-19	Common Stock	A	5700	—	Acquired	25878	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3815	Indirect

Footnotes

F1: Includes (i) 1,045 restricted stock units that vest on 7/28/15; (ii) 2,634 restricted stock units that vest on 8/22/15; (iii) 4,088 restricted stock units that vest in 2,044 share increments on each of 2/21/15 and 2/21/16;(iv) 3,640 restricted stock units that vest in increments of 1,213 shares on each of 2/20/15 and 2/20/16 and 1,214 shares on 2/20/17; and (v) 5,700 restricted stock units that vest in 1,900 share increments on each of 2/19/16, 2/19/17 and 2/19/18."