BROADWIND, INC. — Director's Dealing 2015

Apr 27, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2015-04-23

Reporting Person: Wagner Thomas A. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-04-23	Common Stock	A	7760	—	Acquired	26927	Direct
2015-04-24	Common Stock	F	1014	$4.38	Disposed	25913	Direct

Footnotes

F1: Includes 7,760 shares of restricted stock units which vest on 4/23/16.

F2: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.