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BROADWIND, INC. — Director's Dealing 2015
Jul 29, 2015
34590_dirs_2015-07-29_ea974a4d-e1e2-4949-ab33-46dd7dafbd12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2015-07-28
Reporting Person: Fell David W. (VP, General Counsel and Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-28 | Common Stock | F | 316 | $3.65 | Disposed | 24375 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3815 | Indirect |
Footnotes
F1: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.
F2: Includes (i) 2,634 restricted stock units that vest on 8/22/15; (ii) 2,044 restricted stock units that vest on 2/21/16; (iii) 2,427 restricted stock units that vest 1,213 shares on 2/20/16 and 1,214 shares on 2/20/17; and (iv) 5,700 restricted stock units that vest in 1,900 share increments on each of 2/19/16, 2/19/17 and 2/19/18.