BROADWIND, INC. — Director's Dealing 2015

Jul 28, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2015-07-23

Reporting Person: Jensen Erik W. (VP & Chief Human Capital Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-07-23	Common Stock	F	356	$3.55	Disposed	8679	Direct

Footnotes

F1: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.

F2: Includes (i) 2,354 shares of restricted stock units that vest 1,177 shares on each of 7/23/16 and 7/23/17; and (ii) 5,505 shares of restricted stock units that vest 1,835 shares on each of 2/19/16, 2/19/17 and 2/19/18.