BROADWIND, INC. — Director's Dealing 2014

Feb 27, 2014

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2014-02-21

Reporting Person: Fell David W. (General Counsel & Secretary)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14852	Direct
Common Stock	3637	Indirect

Footnotes

F1: Includes (i) 100 shares of restricted stock units that vest on April 29, 2014; (ii) 300 shares of restricted stock units that vest on August 5, 2014; (iii) 2,089 shares of restricted stock units that vest 1,044 shares on July 28, 2014 and 1,045 shares on July 28, 2015; (iv) 5,267 shares of restricted stock units that vest 2,633 shares on August 22, 2014 and 2,634 shares on August 22, 2015; and (v) 4,088 shares of restricted stock units that vest 2,044 shares on each of February 21, 2015 and February 21, 2016.

F2: Reflects the current number of shares held in Reporting Person's 401(k) plan based on a plan statement dated February 24, 2014.