BROADWIND, INC. — Director's Dealing 2013

May 6, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2013-05-02

Reporting Person: Beynon Charles H. (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-05-02	Common Stock	A	7760	—	Acquired	27429	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$80.00	2017-10-24	Common Stock (2500)	2500	Direct
Stock Option (Right to Buy)	$94.00	2018-04-13	Common Stock (1000)	1000	Direct
Phantom Stock	$		Common Stock (645)	645	Direct

Footnotes

F1: On 8/22/12, the Company completed a one-for-ten reverse stock split. All common stock amounts and exercise prices in the filing relating to securities acquired prior to 8/22/12 have been adjusted to reflect the one-for-ten reverse stock split.

F2: Includes 7,760 shares of restricted stock units which vest on 5/2/14.

F3: This option was previously reported as covering 25,000 shares at an exercise price of $8.00 but was adjusted to reflect the stock split that occurred on 8/22/12.

F4: 100% vested.

F5: This option was previously reported as covering 10,000 shares at an exercise price of $9.40 but was adjusted to reflect the stock split that occurred on 8/22/12.

F6: Each share of phantom stock is the economic equivalent of one share of Broadwind Energy common stock.

F7: Phantom stock credited to participant's account in 2008 pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.