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BROADWIND, INC. — Director's Dealing 2013
May 6, 2013
34590_dirs_2013-05-06_18d3b0e0-d935-4b60-8e33-99489d839800.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2013-05-02
Reporting Person: Fejes William Theodore JR (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-02 | Common Stock | A | 7760 | — | Acquired | 20611 | Direct |
| 2013-05-04 | Common Stock | F | 4117 | $4.40 | Disposed | 16494 | Direct |
Footnotes
F1: On 8/22/12, the Company completed a one-for-ten reverse stock split. All common stock amounts and exercise prices in the filing relating to securities acquired prior to 8/22/12 have been adjusted to reflect the one-for-ten reverse stock split.
F2: Includes 7,760 shares of restricted stock units which vest on 5/2/14.
F3: The reporting person has elected to satisfy his tax withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant.