BROADWIND, INC. — Director's Dealing 2013

May 8, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2013-05-02

Reporting Person: ROGOWSKI ROBERT R (Principal Accounting Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	27951	Direct
Common Stock	3059	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$15.00	2021-05-05	Common Stock (1750)		Direct
Stock Option (Right to Buy)	$3.394	2022-05-04	Common Stock (5647)		Direct

Footnotes

F1: Includes (i) 875 shares of restricted stock units that vest 437 shares on 5/4/14 and 438 shares on 5/5/15; (ii) 4,236 shares of restricted stock units that vest in 1,412 share increments on each of 5/4/14, 5/4/15 and 5/4/16; and (iii) 9,406 shares of restricted stock units that vest in 3,135 share increments on each of 2/21/14 and 2/21/15 and 3,136 shares on 2/21/16.

F2: 437 shares vest on each of 5/5/12 and 5/5/14 and 438 shares vest on each of 5/5/13 and 5/5/15.

F3: 1,411 shares vest on 5/4/13 and 1,412 shares vest on each of 5/4/14, 5/4/15 and 5/4/16.