BROADWIND, INC. — Director's Dealing 2012

Feb 13, 2012

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2011-12-31

Reporting Person: REILAND DAVID P (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2009-12-31	Phantom Stock	$	A	14946	Acquired		Common Stock (14946)	Direct
2011-03-31	Phantom Stock	$	A	4608	Acquired		Common Stock (4608)	Direct
2011-06-30	Phantom Stock	$	A	3241	Acquired		Common Stock (3241)	Direct
2011-09-30	Phantom Stock	$	A	14040	Acquired		Common Stock (14040)	Direct
2011-12-31	Phantom Stock	$	A	8263	Acquired		Common Stock (8263)	Direct

Footnotes

F1: Each share of phantom stock is the economic equivalent of one share of Broadwind Energy, Inc. common stock.

F2: Phantom stock credited to participant's account pursuant to and under the conditions of the Broadwind Energy, Inc. Deferred Compensation Plan. The value of the participant's account shall be paid to the participant in a single lump-sum payment, in cash, on the earliest of the participant's separation from service, death or change-in-control.