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BROADWIND, INC. — Director's Dealing 2012
May 8, 2012
34590_dirs_2012-05-08_ba0ca6a8-8adf-4252-be8c-1fb1e2675afe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2012-05-04
Reporting Person: Wagner Thomas A. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-04 | Common Stock | A | 102941 | — | Acquired | 125376 | Direct |
| 2012-05-06 | Common Stock | F | 6731 | $.34 | Disposed | 118645 | Direct |
Footnotes
F1: Includes 102,941 shares of restricted stock units which vest on 5/4/2013.
F2: The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.
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