BROADWIND, INC. — Director's Dealing 2012

Jun 11, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2012-06-06

Reporting Person: Duprey Peter C. (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-06-06	Common Stock	P	29353	$.2871	Acquired	810191	Direct
2012-06-07	Common Stock	P	50647	$.2875	Acquired	860838	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$1.77	2020-11-15	Common Stock (220000)	220000	Direct
Stock Option (Right to Buy)	$.34	2022-05-04	Common Stock (580838)	580838	Direct

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.277 to $0.2875 inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: Represents 135,000 of restricted stock units that vest in 45,000 share increments on each of 11/15/12, 11/15/13 and 11/15/14 and (ii) 580,838 of restricted stock units that vest in 145,209 share increments on each of 5/4/13 and 5/4/15 and in 145,210 share increments on 5/4/14 and 5/4/16.

F3: 55,000 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.

F4: 145,209 shares vest on each of 5/4/13 and 5/4/15 and 145,210 share increments on 5/4/14 and 5/4/16.