BROADWIND, INC. — Director's Dealing 2011

Jan 6, 2011

SEC Form 4/A — Form 4/A

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-05-17

Reporting Person: TONTINE CAPITAL OVERSEAS MASTER FUND II, L.P. (10% Owner)
Reporting Person: TONTINE ASSET ASSOCIATES, L.L.C. (10% Owner)
Reporting Person: TONTINE POWER PARTNERS LP (10% Owner)
Reporting Person: Tontine Associates, LLC (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-05-17	Common Stock, $0.001 par value per share	J	8501122	—	Disposed	31462513	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	3501238	—	Disposed	27961275	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	3817229	—	Disposed	24144046	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	1628963	—	Disposed	22515083	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	2484055	—	Disposed	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	6944731	—	Disposed	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	6944731	—	Acquired	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	6347171	—	Disposed	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	6347171	—	Acquired	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	409455	—	Disposed	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	409455	—	Acquired	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	6068	—	Disposed	20031027	Indirect
2010-05-17	Common Stock, $0.001 par value per share	J	6068	—	Acquired	20031027	Indirect

Footnotes

F1: This amendment is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), Tontine Capital Overseas Master Fund, L.P., a Cayman Islands limited partnership ("TMF"), Tontine Partners, L.P., a Delaware limited partnership ("TP"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine 25 Overseas Master Fund, L.P., a Cayman Islands limited partnership ("T25"), Tontine Overseas Associates, L.L.C., a Delaware limited liability company ("TOA"), Tontine Capital Overseas Master Fund II, L.P., a Cayman Islands limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Power Partners, L.P., a Delaware limited partnership ("TPP"), [continued in Footnote (2)]

F2: [continued from Footnote (1)] Tontine Associates, L.L.C., a Delaware limited liability company ("TA") and Jeffrey L. Gendell ("Mr. Gendell").

F3: On a Form 4 filed on May 17, the filing parties incorrectly reported that (i) TCP was distributing 8,507,346 shares of Common Stock to investors that are not directly or indirectly controlled by Mr. Gendell ("Non-Tontine Parties"), (ii) TP was distributing 3,557,307 shares of Common Stock to Non-Tontine Parties, (iii) TMF was distributing 3,817,230 shares of Common Stock to Non-Tontine Parties, (iv) TOF was distributing 1,635,031 shares of Common Stock to Non-Tontine Parties (v) T25 was distributing 2,495,921 shares of Common Stock to Non-Tontine Parties, (vi) TCP was distributing 6,938,507 shares of Common Stock to TCP 2, (vii) TP was distributing 6,291,102 shares of Common Stock to TCP 2, and (viii) T25 was distributing 397,589 shares of Common Stock to TCP 2. [continued in Footnote (4)]

F4: [continued from Footnote (3)] The correct amounts distributed were as follows: (i) TCP distributed 8,501,122 shares of Common Stock to Non-Tontine Parties, (ii) TP distributed 3,501,238 shares of Common Stock to Non-Tontine Parties, (iii) TMF distributed 3,817,229 shares of Common Stock to Non-Tontine Parties, (iv) TOF distributed 1,628,963 shares of Common Stock to Non-Tontine Parties (v) T25 distributed 2,484,055 shares of Common Stock to Non-Tontine Parties, (vi) TCP distributed 6,944,731 shares of Common Stock to TCP 2, (vii) TP distributed 6,347,171 shares of Common Stock to TCP 2, (viii) T25 distributed 409,455 shares of Common Stock to TCP 2, and (ix) TOF distributed 6,068 shares of Common Stock to TCP 2.

F5: After the completion of the transactions reported on the Form 4 filed May 17, 2010, Mr. Gendell, TCP, TMF, TP, TOF, T25 and TAA directly owned 0 shares of Common Stock, TCM directly owned 583,150 shares of Common Stock, TCO directly owned 16,976 shares of Common Stock, TM directly owned 967,951 shares of Common Stock, TOA directly owned 1,517,487 shares of Common Stock, TCP 2 directly owned 16,030,682 shares of Common Stock, TPP directly owned 57,319 shares of Common Stock and TA directly owned 857,463 shares of Common Stock.

F6: This filing relates to the same transaction reported on the Form 4 filed on May 17, 2010, and amended on the date hereof, by TCP, TCM, TMF, TCO, TP, TM, TOA, T25 and Mr. Gendell, all of which are joint filers with TCP 2, TAA, TPP and TA with respect to the Issuer's Common Stock.