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BROADWIND, INC. — Director's Dealing 2011
Jan 7, 2011
34590_dirs_2011-01-07_8beb900a-afe5-462c-8ded-3ff67a555cbe.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2011-01-06
Reporting Person: Drecoll John Cameron (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-08-10 | Common Stock | G | 604839 | — | Disposed | 10824629 | Direct |
| 2011-01-06 | Common Stock | S | 130000 | $2.3196 | Disposed | 10694629 | Direct |
Footnotes
F1: Includes 201,613 shares held by one of Mr. Drecoll's children. Does not include an aggregate of 604,839 shares held by three of Mr. Drecoll's children as to which he disclaims beneficial ownership.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.36, inclusive. The reporting person undertakes to provide to Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.