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BROADWIND, INC. Director's Dealing 2011

Jan 7, 2011

34590_dirs_2011-01-07_8beb900a-afe5-462c-8ded-3ff67a555cbe.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2011-01-06

Reporting Person: Drecoll John Cameron (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-08-10 Common Stock G 604839 Disposed 10824629 Direct
2011-01-06 Common Stock S 130000 $2.3196 Disposed 10694629 Direct

Footnotes

F1: Includes 201,613 shares held by one of Mr. Drecoll's children. Does not include an aggregate of 604,839 shares held by three of Mr. Drecoll's children as to which he disclaims beneficial ownership.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.31 to $2.36, inclusive. The reporting person undertakes to provide to Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.