BROADWIND, INC. — Director's Dealing 2011

Aug 9, 2011

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2011-08-08

Reporting Person: KUSHNER STEPHANIE K (Exec. VP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2011-08-08	Common Stock	P	50000	$.8997	Acquired	239143	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8110	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$9.99	2019-07-29	Common Stock (25000)	25000	Direct
Stock Option (Right to Buy)	$5.44	2020-03-09	Common Stock (53233)	53233	Direct
Stock Option (Right to Buy)	$1.35	2021-03-07	Common Stock (149107)	149107	Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $.8902 to $.90, inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2: Includes (i) 12,500 shares of restricted stock units that vest in 6,250 share increments on each of 7/29/12 and 7/29/13; (ii) 7,095 shares of restricted stock units that vest on 3/9/12 and in 7,094 share increments on 3/9/13 and 3/9/14; and (iii) 117,606 shares of restricted stock units that vest 29,401 shares on 3/7/12, 29,402 shares on 3/7/13, 29,401 shares on 3/7/14 and 29,402 shares on 3/7/15.

F3: 6,250 shares vest on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13.

F4: 13,309 shares vest on 3/9/11 and 13,308 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.

F5: 37,276 shares vest on 3/7/12 and 37,277 shares vest on 3/7/13, 3/7/14 and 3/7/15.