BROADWIND, INC. — Director's Dealing 2010

Mar 11, 2010

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-03-09

Reporting Person: Johnson Kevin Edward (Corp. Cont. & Chief Acct. Off)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-03-09	Common Stock	A	7353	$5.44	Acquired	20021	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2010-03-09	Stock Option (Right to Buy)	$5.44	A	13793	Acquired	2020-03-09	Common Stock (13793)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.20	2018-07-02	Common Stock (25000)	25000	Direct
Stock Option (Right to Buy)	$7.78	2019-04-29	Common Stock (6530)	6530	Direct

Footnotes

F1: Includes (i) 8,000 shares of restricted stock units that vest in 2,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; (ii) 3,132 shares of restricted stock units that vest in 783 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13 and (iii) 7,353 shares of restricted stock units that vest in 1,839 share increments on 3/9/11 and in 1,838 share increments on 3/9/12, 3/9/13 and 3/9/14.

F2: Includes 96 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2009.

F3: 5,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.

F4: 1,633 shares vest on each of 4/29/10 and 4/29/11 and 1,632 shares vest on each of 4/29/12 and 4/29/13.

F5: 3,449 shares vest on 3/9/11 and 3,448 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.