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BROADWIND, INC. — Director's Dealing 2010
Mar 11, 2010
34590_dirs_2010-03-11_1d3433f0-acc8-42d2-b9ac-87b71cf0693e.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-06-22
Reporting Person: Collins Jesse E. Jr. (Group President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 48582 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $17.80 | 2018-08-08 | Common Stock (75000) | Direct | |
| Stock Option (Right to Buy) | $7.78 | 2019-04-29 | Common Stock (23943) | Direct |
Footnotes
F1: This Form 3 was previously amended to include a restricted stock unit grant not previously reported. Includes 11,486 shares of restricted stock units that vest in 2,872 share increments on 4/29/10 and 4/29/11 and in 2,871 share increments on 4/29/12 and 4/29/13.
F2: Includes 25,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/09, 10/17/10, 10/17/11, 10/17/12 and 10/17/13.
F3: 15,000 shares vest on each of 8/8/09, 8/8/10, 8/8/11, 8/8/12 and 8/8/13.
F4: This Form 3A is being amended to include a stock option not previously reported. 5,986 shares vest on each of 4/29/10, 4/29/11 and 4/29/12 and 5,985 shares vest on 4/29/13.