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BROADWIND, INC. Director's Dealing 2010

Mar 11, 2010

34590_dirs_2010-03-11_6166db20-cd2d-48e3-ad66-f7c41a767bcd.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-03-09

Reporting Person: Moller Lars (President-Technology and Int'l)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-03-09 Common Stock A 30561 $5.44 Acquired 91587 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-03-09 Stock Option (Right to Buy) $5.44 A 57328 Acquired 2020-03-09 Common Stock (57328) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.10 2017-10-22 Common Stock (500000) 500000 Direct
Stock Option (Right to Buy) $7.78 2019-04-29 Common Stock (41356) 41356 Direct

Footnotes

F1: Includes (i) 19,839 shares of restricted stock units that vest in 4,960 share increments on each of 4/29/10, 4/29/11 and 4/29/12 and 4,959 shares that vest on 4/29/13 and (ii) 30,561 shares of restricted stock units that vest in 7,641 share increments on 3/9/11 and in 7,640 share increments on 3/9/12, 3/9/13 and 3/9/14.

F2: Includes 187 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of December 31, 2009.

F3: 100,000 shares vest on each of 10/22/08, 10/22/09, 10/22/10, 10/22/11 and 10/22/12.

F4: 10,339 shares vest on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.

F5: 14,332 shares vest on each of 3/9/11, 3/9/12, 3/9/13 and 3/9/14.