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BROADWIND, INC. Director's Dealing 2010

Mar 29, 2010

34590_dirs_2010-03-29_2fa75397-753f-4ab5-b016-d6c37c51b436.zip

Director's Dealing

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SEC Form 3/A — Form 3/A

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-06-22

Reporting Person: Naab Donald C. (Former Group President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27861 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $11.40 2018-09-19 Common Stock (100000) Direct
Stock Option (Right to Buy) $7.78 2019-04-29 Common Stock (21766) Direct

Footnotes

F1: This Form 3 was previously amended to include a restricted stock unit grant not previously reported. Includes 10,442 shares of restricted stock units that vest in 2,611 share increments on 4/29/10 and 4/29/11 and in 2,610 share increments on 4/29/12 and 4/29/13.

F2: 20,000 shares vest on each of 9/19/09, 9/19/10, 9/19/11, 9/19/12 and 9/19/13.

F3: This Form 3A is being amended to include a stock option not previously reported. 5,442 shares vest on 4/29/10 and 4/29/11 and 5,441 shares vest on 4/29/12 and 4/29/13.