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BROADWIND, INC. Director's Dealing 2010

May 3, 2010

34590_dirs_2010-05-03_6c6e8a08-858c-47c1-b626-9fdd66c9cf9b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-04-29

Reporting Person: Collins Jesse E. Jr. (Group President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-04-29 Common Stock F 760 $4.09 Disposed 63636 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $17.80 2018-08-08 Common Stock (75000) 75000 Direct
Stock Option (Right to Buy) $7.78 2019-04-29 Common Stock (23943) 23943 Direct
Stock Option (Right to Buy) $5.44 2020-03-09 Common Stock (30819) 30819 Direct

Footnotes

F1: The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.

F2: Includes (i) 20,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; (ii) 8,614 shares of restricted stock units that vest in 2,872 share increments on 4/29/11 and in 2,871 share increments on 4/29/12 and 4/29/13; and (iii) 16,429 shares of restricted stock units that vest in 4,108 share increments on 3/9/11 and in 4,107 share increments on each of 3/9/12, 3/9/13 and 3/9/14.

F3: Includes an additional 484 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of March 31, 2010.

F4: 15,000 shares vest on each of 8/8/09, 8/8/10, 8/8/11, 8/8/12 and 8/8/13.

F5: 5,986 shares vest on each of 4/29/10, 4/29/11 and 4/29/12 and 5,985 shares vest on 4/29/13.

F6: 7,705 shares vest on 3/9/11, 3/9/12 and 3/9/13 and 7,704 shares vest on 3/9/14.