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BROADWIND, INC. — Director's Dealing 2010
May 7, 2010
34590_dirs_2010-05-07_1966f6ef-0fd7-42cc-919a-072e4e30178d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-05-05
Reporting Person: REILAND DAVID P (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-05 | Common Stock | A | 6631 | $3.77 | Acquired | 9319 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $10.25 | 2018-04-16 | Common Stock (25000) | 25000 | Direct |
Footnotes
F1: Includes 2,688 shares of restricted stock units which vest on 6/9/2010 and 6,631shares of restricted stock units which vest on 5/5/2011.
F2: 8,333 shares vest on each of 4/16/2009 and 4/16/2010; 8,334 shares vest on 4/16/2011.
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