Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROADWIND, INC. Director's Dealing 2010

May 21, 2010

34590_dirs_2010-05-21_e78efbd8-4458-468c-83a9-88eb505ab05a.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-05-19

Reporting Person: KUSHNER STEPHANIE K (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-05-19 Common Stock P 10000 $2.80 Acquired 73556 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $9.99 2019-07-29 Common Stock (25000) 25000 Direct
Stock Option (Right to Buy) $5.44 2020-03-09 Common Stock (53233) 53233 Direct

Footnotes

F1: Includes (i) 25,000 shares of restricted stock units that vest in 6,250 share increments on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13 and (ii) 28,378 shares of restricted stock units that vest in 7,095 share increments on 3/9/11 and 3/9/12 and in 7,094 share increments on 3/9/13 and 3/9/14.

F2: 6,250 shares vest on each of 7/29/10, 7/29/11, 7/29/12 and 7/29/13.

F3: 13,309 shares vest on 3/9/11 and 13,308 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.