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BROADWIND, INC. — Director's Dealing 2010
Jun 11, 2010
34590_dirs_2010-06-11_b83e9a03-0202-4041-8873-fbacea7d6d99.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-06-09
Reporting Person: Beynon Charles H. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-06-09 | Common Stock | F | 807 | $2.29 | Disposed | 71326 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.00 | 2017-10-24 | Common Stock (25000) | 25000 | Direct |
| Stock Option (Right to Buy) | $9.40 | 2018-04-13 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: Includes 6,631shares of restricted stock units which vest on 5/5/2011.
F2: The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.
F3: 8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010.
F4: 3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011.
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