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BROADWIND, INC. Director's Dealing 2010

Jun 11, 2010

34590_dirs_2010-06-11_b83e9a03-0202-4041-8873-fbacea7d6d99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-06-09

Reporting Person: Beynon Charles H. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2010-06-09 Common Stock F 807 $2.29 Disposed 71326 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.00 2017-10-24 Common Stock (25000) 25000 Direct
Stock Option (Right to Buy) $9.40 2018-04-13 Common Stock (10000) 10000 Direct

Footnotes

F1: Includes 6,631shares of restricted stock units which vest on 5/5/2011.

F2: The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.

F3: 8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010.

F4: 3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011.