BROADWIND, INC. — Director's Dealing 2010

Sep 13, 2010

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-09-09

Reporting Person: Collins Jesse E. Jr. (Executive VP and COO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-09-09	Common Stock	A	40000	$1.73	Acquired	104938	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$17.80	2018-08-08	Common Stock (75000)	75000	Direct
Stock Option (Right to Buy)	$7.78	2019-04-29	Common Stock (23943)	23943	Direct
Stock Option (Right to Buy)	$5.44	2020-03-09	Common Stock (30819)	30819	Direct

Footnotes

F1: Includes (i) 20,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; (ii) 8,614 shares of restricted stock units that vest in 2,872 share increments on 4/29/11 and in 2,871 share increments on 4/29/12 and 4/29/13; (iii) 16,429 shares of restricted stock units that vest in 4,108 share increments on 3/9/11 and in 4,107 share increments on each of 3/9/12, 3/9/13 and 3/9/14; and (iv) 40,000 shares of restricted stock units that vest in 10,000 share increments on each of 9/9/11, 9/9/12, 9/9/13 and 9/9/14.

F2: Includes an additional 1,302 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of June 30, 2010.

F3: 15,000 shares vest on each of 8/8/09, 8/8/10, 8/8/11, 8/8/12 and 8/8/13.

F4: 5,986 shares vest on each of 4/29/10, 4/29/11 and 4/29/12 and 5,985 shares vest on 4/29/13.

F5: 7,705 shares vest on 3/9/11, 3/9/12 and 3/9/13 and 7,704 shares vest on 3/9/14.