BROADWIND, INC. — Director's Dealing 2010

Oct 19, 2010

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-10-17

Reporting Person: Johnson Kevin Edward (Corp. Cont. & Chief Acct. Off)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-10-17	Common Stock	F	589	$2.22	Disposed	19863	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.20	2018-07-02	Common Stock (25000)	25000	Direct
Stock Option (Right to Buy)	$7.78	2019-04-29	Common Stock (6530)	6530	Direct
Stock Option (Right to Buy)	$5.44	2020-03-09	Common Stock (13793)	13793	Direct

Footnotes

F1: The reporting person has elected to satisfy his tax withholding obligation in connection with the restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the grant.

F2: Includes (i) 6,000 shares of restricted stock units that vest in 2,000 share increments on each of 10/17/11, 10/17/12 and 10/17/13; (ii) 2,349 shares of restricted stock units that vest in 783 share increments on each of 4/29/11, 4/29/12 and 4/29/13 and (iii) 7,353 shares of restricted stock units that vest in 1,839 share increments on 3/9/11 and in 1,838 share increments on 3/9/12, 3/9/13 and 3/9/14.

F3: Includes an additional 354 shares of common stock acquired under the Issuer's 401(k) plan. The information in this report is based on a plan statement dated as of June 30, 2010.

F4: 5,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.

F5: 1,633 shares vest on each of 4/29/10 and 4/29/11 and 1,632 shares vest on each of 4/29/12 and 4/29/13.

F6: 3,449 shares vest on 3/9/11 and 3,448 shares vest on each of 3/9/12, 3/9/13 and 3/9/14.