BROADWIND, INC. — Director's Dealing 2010

Nov 16, 2010

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2010-11-15

Reporting Person: Duprey Peter C. (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2010-11-15	Common Stock	A	180000	—	Acquired	180000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2010-11-15	Stock Options (Right to Buy)	$1.77	A	220000	Acquired	2020-11-15	Common Stock (220000)	Direct

Footnotes

F1: Represents 180,000 of restricted stock units that vest in 45,000 share increments on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.

F2: 55,000 shares vest on each of 11/15/11, 11/15/12, 11/15/13 and 11/15/14.