Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BROADWIND, INC. Director's Dealing 2009

May 1, 2009

34590_dirs_2009-05-01_eabdecc2-71c2-4ad0-ba06-efd09c06abd5.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-04-29

Reporting Person: Moller Lars (Exec VP and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-04-29 Common Stock A 19839 $7.78 Acquired 24839 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-04-29 Stock Option (Right to Buy) $7.78 A 41356 Acquired 2019-04-29 Common Stock (41356) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.10 2017-10-22 Common Stock (500000) 500000 Direct

Footnotes

F1: Includes 19,839 shares of restricted stock units that vest in 4,960 share increments on each of 4/29/10, 4/29/11 and 4/29/12 and 4,959 shares that vest on 4/29/13.

F2: 100,000 shares shall vest on each of 10/22/08, 10/22/09, 10/22/10, 10/22/11 and 10/22/12.

F3: 10,339 shares shall vest on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.