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BROADWIND, INC. Director's Dealing 2009

May 1, 2009

34590_dirs_2009-05-01_2461cd05-ed7f-43bb-ab2b-fb947296a51a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-04-29

Reporting Person: Rubin Jonathan David (VP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-04-29 Common Stock A 8980 $7.78 Acquired 51399 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2009-04-29 Stock Option (Right to Buy) $7.78 A 18719 Acquired 2009-04-29 Common Stock (18719) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $18.20 2018-07-02 Common Stock (75000) 75000 Direct

Footnotes

F1: Includes 25,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/09, 10/17/10, 10/17/11, 10/17/12 and 10/17/13; and also includes 8,980 shares of restricted stock units that vest in 2,245 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.

F2: 15,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.

F3: 4,680 shares vest on each of 4/29/10, 4/29/11 and 4/29/12, and 4,679 shares vest on 4/29/13.