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BROADWIND, INC. Director's Dealing 2009

Jun 12, 2009

34590_dirs_2009-06-12_c6bd1a6b-43bf-44b2-8d11-dfce96581595.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-06-09

Reporting Person: Beynon Charles H. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-06-09 Common Stock A 2688 Acquired 65502 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $8.00 2017-10-24 Common Stock (25000) 25000 Direct
Stock Option (Right to Buy) $9.40 2018-04-13 Common Stock (10000) 10000 Direct

Footnotes

F1: 2,688 shares of restricted stock units vest on 6/9/2010.

F2: 8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010.

F3: 3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011.