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BROADWIND, INC. — Director's Dealing 2009
Jun 12, 2009
34590_dirs_2009-06-12_c6bd1a6b-43bf-44b2-8d11-dfce96581595.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-06-09
Reporting Person: Beynon Charles H. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-09 | Common Stock | A | 2688 | — | Acquired | 65502 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $8.00 | 2017-10-24 | Common Stock (25000) | 25000 | Direct |
| Stock Option (Right to Buy) | $9.40 | 2018-04-13 | Common Stock (10000) | 10000 | Direct |
Footnotes
F1: 2,688 shares of restricted stock units vest on 6/9/2010.
F2: 8,333 shares vest on each of 10/24/2008 and 10/24/2009; 8,334 shares vest on 10/24/2010.
F3: 3,333 shares vest on each of 4/13/2009 and 4/13/2010; 3,334 shares vest on 4/13/2011.
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