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BROADWIND, INC. Director's Dealing 2009

Jun 29, 2009

34590_dirs_2009-06-29_eafa6dab-c6ef-4b6e-88cb-c44327f33511.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-06-22

Reporting Person: Naab Donald C. (Group President)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 17419 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $11.40 2018-09-19 Common Stock (100000) Direct

Footnotes

F1: 20,000 shares vest on each of 9/19/09, 9/19/10, 9/19/11, 9/19/12 and 9/19/13.