BROADWIND, INC. — Director's Dealing 2009

Jul 23, 2009

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-07-13

Reporting Person: Johnson Kevin Edward (Director of Compliance)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	10000	Direct
Common Stock	3132	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.20	2018-07-02	Common Stock (25000)		Direct
Stock Option (Right to Buy)	$7.78	2019-04-29	Common Stock (6530)		Direct

Footnotes

F1: Includes 10,000 shares of restricted stock units that vest in 2,000 share increments on each of 10/17/09, 10/17/10, 10/17/11, 10/17/12 and 10/17/13.

F2: Includes 3,132 shares of restricted stock units that vest in 783 share increments on each of 4/29/10, 4/29/11, 4/29/12 and 4/29/13.

F3: 5,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.

F4: 1,633 shares vest on each of 4/29/10 and 4/29/11 and 1,632 shares vest on each of 4/29/12 and 4/29/13.