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BROADWIND, INC. Director's Dealing 2009

Oct 16, 2009

34590_dirs_2009-10-16_da55ecb6-6636-41d8-893c-f1fbad05c818.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-10-14

Reporting Person: Drecoll John Cameron (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2009-10-14 Common Stock S 25000 $7.2543 Disposed 12658868 Direct
2009-10-15 Common Stock S 10300 $7.2133 Disposed 12648568 Direct
2009-10-16 Common Stock S 56000 $7.2748 Disposed 12592568 Direct

Footnotes

F1: Sales effected pursuant to a Rule 10b5-1 trading plan adopted on September 11, 2009.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.29, inclusive.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.20 to $7.31, inclusive.

F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.46, inclusive. The reporting person undertakes to provide Broadwind Energy, Inc., any security holder of Broadwind Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) in this Form 4.