BROADWIND, INC. — Director's Dealing 2009

Oct 20, 2009

SEC Form 3/A — Form 3/A

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-06-22

Reporting Person: Naab Donald C. (Group President)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	27861	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$11.40	2018-09-19	Common Stock (100000)		Direct

Footnotes

F1: This Form 3 is being amended to include a restricted stock unit grant not previously reported. Includes 10,442 shares of restricted stock units that vest in 2,611 share increments on 4/29/10 and 4/29/11 and in 2,610 share increments on 4/29/12 and 4/29/13.

F2: 20,000 shares vest on each of 9/19/09, 9/19/10, 9/19/11, 9/19/12 and 9/19/13.