BROADWIND, INC. — Director's Dealing 2009

Oct 20, 2009

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-10-17

Reporting Person: Collins Jesse E. Jr. (Group President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2009-10-17	Common Stock	F	1250	$7.29	Disposed	47332	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$17.80	2018-08-08	Common Stock (75000)	75000	Direct

Footnotes

F1: Includes 20,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13.

F2: Includes 11,486 shares of restricted stock units that vest in 2,872 share increments on 4/29/10 and 4/29/11 and in 2,871 share increments on 4/29/12 and 4/29/13.

F3: 15,000 shares vest on each of 8/8/09, 8/8/10, 8/8/11, 8/8/12 and 8/8/13.