BROADWIND, INC. — Director's Dealing 2009

Oct 20, 2009

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWIND ENERGY, INC. (BWEN)
CIK: 0001120370
Period of Report: 2009-10-17

Reporting Person: Paxton Robert (SVP of Human Resources)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2009-10-17	Common Stock	F	1400	$7.29	Disposed	50091	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$18.20	2018-07-02	Common Stock (75000)	75000	Direct
Stock Option (Right to Buy)	$7.78	2019-04-29	Common Stock (21331)	21331	Direct

Footnotes

F1: Includes 20,000 shares of restricted stock units that vest in 5,000 share increments on each of 10/17/10, 10/17/11, 10/17/12 and 10/17/13; and also includes 10,233 shares of restricted units that vest 2,559 shares on 4/29/10 and vest in 2,558 share increments on each of 4/29/11, 4/29/12 and 4/29/13.

F2: 15,000 shares vest on each of 7/2/09, 7/2/10, 7/2/11, 7/2/12 and 7/2/13.

F3: 5,333 shares vest on each of 4/29/10, 4/29/11 and 4/29/12 and 5,332 shares vest on 4/29/13.