BROADWAY FINANCIAL CORP \DE\ — Earnings Release 2016

Nov 1, 2016

8-K 1 a16-20897_18k.htm 8-K

*UNITED STATES*

*SECURITIES AND EXCHANGE COMMISSION*

*Washington, D. C. 20549*

*FORM 8-K*

*CURRENT REPORT*

*Pursuant to Section 13 or 15(d) of the*

*Securities Exchange Act of 1934*

Date of Report (Date of earliest event reported): November 1, 2016

*BROADWAY FINANCIAL CORPORATION*

(Exact name of registrant as specified in its charter)

Delaware	000-27464	95-4547287
(State of Incorporation)	(Commission File Number)	(IRS Employer Identification No.)

5055 Wilshire Boulevard Suite 500, Los Angeles, California	90036
(Address of Principal Executive Offices)	(Zip Code)

Registrant’s telephone number, including area code: (323) 634-1700

*NOT APPLICABLE*

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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*Item 2.02 Results of Operations and Financial Condition.*

On November 1, 2016, Broadway Financial Corporation (the “Company”) issued a Press Release announcing results for the quarter ended September 30, 2016. A copy of the Press Release is attached as Exhibit 99.1.

*Item 9.01 Financial Statements and Exhibits.*

(d) Exhibits

*99.1* Press release dated November 1, 2016, announcing results for the quarter ended September 30, 2016.

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*SIGNATURES*

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

	BROADWAY FINANCIAL CORPORATION
	(Registrant)
Date: November 1, 2016	By	/s/ Brenda J. Battey
		Brenda J. Battey
		Chief Financial Officer

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