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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2021

Jul 28, 2021

34433_dirs_2021-07-28_3dbd1c67-e771-4dc3-8b68-90b16d288314.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2021-07-21

Reporting Person: Argrett Brian E (Director, President/CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-07-21 Class A Common Stock A 64516 Acquired 65878 Direct
2021-07-21 Class A Common Stock F 21534 $3.10 Disposed 44344 Direct

Footnotes

F1: Award of fully vested Class A Common Stock pursuant to the 2018 Long Term Incentive Plan of Broadway Financial Corporation

F2: Withholding of shares of Class A Common Stock to satisfy tax withholding obligation in connection with the award of stock reported on this Form 4