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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2016

May 3, 2016

34433_dirs_2016-05-03_62fd04e8-4f8a-4f0a-b11b-5dc6f95d3ddc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2016-02-24

Reporting Person: McCloud Ruth (SVP/CRBO)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2016-02-24 Stock Option $1.62 A 100000 Acquired 2026-02-24 Common Stock (100000) Direct

Footnotes

F1: The stock option vests 20% annually, beginning on the one year anniversary of the grant date.

F2: Options granted under the Company's 2008 Long-Term Incentive Plan.