BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2014

Jan 21, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2013-12-31

Reporting Person: MEDINA DANIEL A (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	806	Direct
Common Stock	6110	Direct
Common Stock	19231	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$6.00	2020-01-21	Common Stock (1250)	1250	Direct
Stock Option (Right to Buy)	$4.00	2019-01-21	Common Stock (1875)	1875	Direct

Footnotes

F1: These shares are held directly.

F2: These shares are held jointly with spouse.

F3: The Board of Directors granted this Stock Option on January 21, 2009 and January 21, 2010. This is a stock option grant that vests upon granting.

F4: On July 2, 2012, an investment of Capital was made in exchange for common stock. The shares are held in the name of "Martin Medina Family Trust UTD 6/30/94."