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BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2014
Jan 21, 2014
34433_dirs_2014-01-21_0e159cfe-1eb2-4f20-9a22-0f3157c2cbd6.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2013-12-31
Reporting Person: CHAN KELLOGG (Director)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39014 | Direct |
| Common Stock | 1000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $6.00 | 2020-01-21 | Common Stock (1250) | 1250 | Direct |
| Stock Option (Right to Buy) | $4.00 | 2019-01-21 | Common Stock (1875) | 1875 | Direct |
Footnotes
F1: The Board of Directors granted these Stock Options with a Right to Buy.
F2: These shares are held directly.
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