BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2014

Jan 21, 2014

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2013-12-31

Reporting Person: MADDOX ALBERT O (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15894	Direct
Common Stock	19231	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$6.00	2020-01-21	Common Stock (1250)	1250	Direct
Stock Option (Right to Buy)	$4.00	2019-01-21	Common Stock (1875)	1875	Direct

Footnotes

F1: These shares are held in the name of "Albert O. Maddox and Dorothy Deloise Maddox as Trustees U/D/T dated February 19, 1991."

F2: This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 and January 21, 2010. Fully vested upon granting.

F3: On July 2, 2012, an investment of Capital was made in exchange for common stock. These shares are held in the name of "Albert O. Maddox and Dorothy Deloise Maddox as Trustees U/D/T dated February 19, 1991."