BROADWAY FINANCIAL CORP \DE\ — Director's Dealing 2014

Oct 17, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2014-10-16

Reporting Person: CHAN KELLOGG (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-10-16	Common Stock	P	50000	$1.10	Acquired	94033	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2009-01-21	Common Stock Option- right to buy	$4.00	A	1875	Acquired	2019-02-21	Common Stock (1875)	Direct
2010-01-21	Common Stock Option - right to buy	$6.00	A	1250	Acquired	2020-01-21	Common Stock (1250)	Direct

Footnotes

F1: On September 17, 2014, the Stockholders approved a proposal allowing directors and certain executives to purchase restricted common stock of the company. Regulatory approval was received. The transaction closed on October 16, 2014.

F2: These shares are held jointly in trust with spouse.

F3: These shares are held directly.

F4: On January 21, 2009, the Board of Directors approved a stock option grant (right to buy) in the amount of 1875 shares at $4.00 per share.

F5: On January 21, 2010, the Board of Directors approved a stock option grant (right to buy) in the amount of 1250 shares at $6.00 per share.