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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2012

Feb 3, 2012

34433_dirs_2012-02-03_eb066657-2017-4b21-9d71-7df9d7b7530c.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-12-31

Reporting Person: MEDINA DANIEL A (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-01-21 Stock Option (Right to Buy) $6.00 A 1250 Acquired 2020-01-21 Common Stock (1250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 806 Direct
Common Stock 6110 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $4.00 2019-01-21 Common Stock (1875) 1875 Direct

Footnotes

F1: Held directly in the name of Daniel Medina.

F2: Held in the trust of Daniel Medina and Laura Martin.

F3: The Board of Directors granted this Stock Option on January 21, 2009 and January 21,2010. It will renew each year on January 21 or until the Board discontinues the annual grant. This is a stock option grant that vests upon granting.