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BROADWAY FINANCIAL CORP \DE\ Director's Dealing 2012

Feb 3, 2012

34433_dirs_2012-02-03_e1b63a13-c20c-4d50-8fe9-ebb8fd6afe66.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: BROADWAY FINANCIAL CORP \DE\ (BYFC)
CIK: 0001001171
Period of Report: 2011-12-31

Reporting Person: CHAN KELLOGG (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2010-01-21 Stock Option (Right to Buy) $6.00 A 1250 Acquired 2020-01-21 Common Stock (1250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 39014 Direct
Common Stock 1000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option (Right to Buy) $4.00 2019-01-21 Common Stock (1875) 1875 Direct

Footnotes

F1: The Board of Directors granted this Stock Option and fully vests upon granting.